Nominees

If you are a broker, bank, or other nominee that purchased or otherwise acquired any State Street common stock from October 17, 2006 through October 21, 2009, inclusive, for the beneficial interest of persons or organizations other than yourself, within ten (10) calendar days of your receipt of the Settlement Notice you must either:

  1. Request from the Claims Administrator sufficient copies of the Settlement Notice and Claim Form (“Notice Packet”) and, within ten (10) calendar days of receipt of those copies, forward the Notice Packet to all such beneficial owners; or
  2. Provide the Claims Administrator with a list of the names and last known addresses of beneficial owners described above.

If you are providing a list of names and addresses to the Claims Administrator:

  1. Compile a list of names and addresses of the beneficial owners that purchased or otherwise acquired State Street common stock from October 17, 2006 through October 21, 2009, inclusive.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.
  3. Then you must either:

    1. Burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD to:

      Hill v. State Street Corporation
      c/o Epiq Systems, Inc.
      P.O. Box 2876
      Portland, OR 97208-2876

    2. Email the spreadsheet to info@statestreetclassactionsettlement.com; or
    3. Upload the spreadsheet here.

If you are mailing the Notice Packet to beneficial owners:

Request the needed number of copies of the Notice Packet via email to info@statestreetclassactionsettlement.com. You must mail the Notice Packets to the beneficial owners within ten (10) calendar days of your receipt of the Notice Packets.

If you have any questions, contact the Claims Administrator at info@statestreetclassactionsettlement.com or by calling 888-287-8136.

If you are filing electronic claims:

A nominee may also submit a Claim Form on behalf of multiple clients who are beneficial owners by following the instructions below.

Click here to download the Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Claim Form and completed spreadsheet online here.